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Limitations of Financial Statement Analysis

There are any number of limitations to financial statement analysis, including these:

  • The Balance Sheet presents the relationship between assets and liabilities on a specific date in the past.
  • An Income Statement or the Statement of Cash Flows reflects performance over a specified period of time.
  • When analyzing financial statements, remember significant changes can impact a company's financial standing after the financial information is published. Examples include:  the death of an officer, loss of a major customer, expiration of a patent, loss of a major competitor, success of a recent product innovation, or infusion of additional capital.
  • inancial perfomance, whether good or bad, is not a perfect indicator of future performance. 
  • The more out-of-date a customer's financial statements are, the less valuable they are in evaluating credit risk.
  • Unaudited financial statements may contain two types of errors: (1) unintentional mistakes, or (2) intentionally fraudulent statements. 
  • Unless a company provides prior period financial statements for comparison, there is no starting point that can be used for comparison. 
  • Notes to the financial statements contain information not found anywhere but most analysts do not request or receive these notes. 
  • Fixed assets are shown on the balance sheet at their acquisition cost minus accumulated depreciation. The fair market value of these assets is always different from the book value.
  • No open account sale is guaranteed. 
  • Problems in the company under review can create unexpected problems for the company. 
  • Audited financial statements are not always accurate.
  • Analysts often have limited or no visibility to a company's off balance sheet financing
  • Financial statements do not tell anything about the loss of a major customer by the target of the financial analysis.
  • Foreign financial statements usually do not follow GAAP.
  • Financial statements do not tell an analyst about troublesome changes in the competitive environment in which the target of the financial analysis operates.

Edited by Michael C. Dennis.